Essays about: "MIFID"

Showing result 6 - 10 of 27 essays containing the word MIFID.

1. 6. Kickbacks: In the Age of Disruption - A qualitative study on institutional disruption on the Swedish mutual fund market

   University essay from Handelshögskolan i Stockholm/Institutionen för företagande och ledning

   Author : Johanna Baeck; Johanna Juelsson; [2021]
   Keywords : Institutional disruption; Competition; Neo-institutional theory; Institutional entrepreneurship; mutual fund markets;

   Abstract : This thesis examines if and how an institutional disruption, in this study a regulatory threat, impacts institutional rules and competitive dynamics in the Swedish mutual fund market. In recent years, the industry has faced multiple disruptions, mainly stemming from financial technology, putting additional pressure on regulators and organizations to adapt. READ MORE

3. 7. How to develop financial services by incorporating a job-centric approach

   University essay from KTH/Skolan för industriell teknik och management (ITM)

   Author : DANIEL JOHANSSON; SIMON ROMBY; [2020]
   Keywords : Commissioned research; Innovator’s dilemma; Investment banking; Job-centric; Jobs-to-be-done; Investeringsbanker; Uppdragsanalys; Jobbcentrerad strategi; Innovation;

   Abstract : The financial industry is and have been going through a transformation due to digitalisation and globalization, recently breaching the long unaffected investment banking sector. Together with the implementation of the MiFID II regulation, which has been a catalyst for investment banks, this has led to increasing competition in the sector. READ MORE

4. 8. Gambling as a new tool for financial advisors: Risk Profiling and a new risk assessment tool

   University essay from Lunds universitet/Nationalekonomiska institutionen

   Author : Sebastiano Boris Patanè; [2020]
   Keywords : MiFID; Risk profile; Poker; Financial advisor; Risk tolerance; Business and Economics;

   Abstract : Financial advisors use paper-based questionnaires to retrieve the information useful to address the clients toward the right financial products and investment mix. In 2004 the European Parliament issued the MiFID (Markets in Financial Instruments Directive) that has the objective to increase competition and investor protection, and levels the playing field for market participants in investment services. READ MORE

5. 9. Factors Affecting Investment Research - A Study on the Impact of MiFID II on Analyst Coverage

   University essay from Handelshögskolan i Stockholm/Institutionen för finansiell ekonomi

   Author : Shih Jung Yape; [2020]
   Keywords : Analyst Coverage; European Economic Area; Forecast Error; Investment Research; MiFID II;

   Abstract : This paper studies the effects of MiFID II and firm's performances on analyst coverage. The financial regulation that was imposed in Europe, January 3, 2018, drove analysts to become more transparent with the presentation of their cost structure, leading to unbundling of research and trading costs. READ MORE

6. 10. Disclosure of changes in major holdings

   University essay from Lunds universitet/Juridiska fakulteten; Lunds universitet/Juridiska institutionen

   Author : Björn Schäfer; [2019]
   Keywords : Business Law; EU Law; European Union Law; EU; European Union; Capital Markets; Securities Markets; Stock Markets; Securities Law; Law and Political Science;

   Abstract : With the adoption of MiFID II, a new, less regulated ‘level’ of capital mar-ket, the SME Growth market, is now available for the member states of the European Union. Available for SME Growth markets, there are several regu-latory alleviations for issuers of shares regarding e.g. READ MORE