Essays about: "regulation MiFID II"

Showing result 1 - 5 of 8 essays containing the words regulation MiFID II.

1. 1. Analyst Recommendations and Stock Returns Evaluating the performance of Nordic markets based on analyst consensus recommendations, and the impact of MiFID II

   University essay from

   Author : Carl Wallquist; Endrit Zymeri; [2023-07-03]
   Keywords : Stock recommendations; analyst performance; portfolio construction; rebalancing; regulation MiFID II; trading strategies;

   Abstract : This study evaluates the performance of equity analysts who cover publicly traded stocks in the Nordic markets. To assess their performance, we employ a method that involves creating daily rebalanced portfolios based on the consensus recommendation for each covered company over four years. READ MORE

3. 2. Locating the Unlocated : An Examination of Choice of Law and Consumer Protection in Cryptocurrency Trading

   University essay from Uppsala universitet/Juridiska institutionen

   Author : Laura Fernandez Gomero; [2023]
   Keywords : Private International Law; Conflicts of Laws; Rome I Regulation; Choice of Law; Qualification; Applicable Law; Crypto-assets; Cryptocurrency; Blockchain; Decentralized Ledger Technology; Crypto Exchanges; Crypto Trading; Consumer Contracts; Consumer Protection; Cross-border Contracts; Lunar Block; MiCA; Internationell privaträtt; IP-rätt; lagval; gränsöverskridande avtal; kryptotillgångar; kryptovalutor; Bitcoin; blockkedjeteknologi; kryptohandel; kvalifikation; konsumentskydd; Lunar Block; Rom I-förordningen; MiFID II; MiCA;

   Abstract : Disputes involving emerging technology, often leave a grey area on applicable law, as it is unlocated in the physical world. The problem with crypto-assets is partly driven by their underlying technology, allowing for the assets to be distributed in an international, digital sphere, and making it hard to pinpoint their territorial location and solve legal issues. READ MORE

4. 3. Kickbacks: In the Age of Disruption - A qualitative study on institutional disruption on the Swedish mutual fund market

   University essay from Handelshögskolan i Stockholm/Institutionen för företagande och ledning

   Author : Johanna Baeck; Johanna Juelsson; [2021]
   Keywords : Institutional disruption; Competition; Neo-institutional theory; Institutional entrepreneurship; mutual fund markets;

   Abstract : This thesis examines if and how an institutional disruption, in this study a regulatory threat, impacts institutional rules and competitive dynamics in the Swedish mutual fund market. In recent years, the industry has faced multiple disruptions, mainly stemming from financial technology, putting additional pressure on regulators and organizations to adapt. READ MORE

5. 4. How to develop financial services by incorporating a job-centric approach

   University essay from KTH/Skolan för industriell teknik och management (ITM)

   Author : DANIEL JOHANSSON; SIMON ROMBY; [2020]
   Keywords : Commissioned research; Innovator’s dilemma; Investment banking; Job-centric; Jobs-to-be-done; Investeringsbanker; Uppdragsanalys; Jobbcentrerad strategi; Innovation;

   Abstract : The financial industry is and have been going through a transformation due to digitalisation and globalization, recently breaching the long unaffected investment banking sector. Together with the implementation of the MiFID II regulation, which has been a catalyst for investment banks, this has led to increasing competition in the sector. READ MORE

6. 5. Factors Affecting Investment Research - A Study on the Impact of MiFID II on Analyst Coverage

   University essay from Handelshögskolan i Stockholm/Institutionen för finansiell ekonomi

   Author : Shih Jung Yape; [2020]
   Keywords : Analyst Coverage; European Economic Area; Forecast Error; Investment Research; MiFID II;

   Abstract : This paper studies the effects of MiFID II and firm's performances on analyst coverage. The financial regulation that was imposed in Europe, January 3, 2018, drove analysts to become more transparent with the presentation of their cost structure, leading to unbundling of research and trading costs. READ MORE